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Nonconformance Management for Life Science Companies

Nonconformance Management in SimplerQMS helps life science companies capture, investigate, and resolve nonconformances through connected quality workflows, improving traceability and process efficiency while supporting alignment with relevant quality requirements and standards.

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Explore Nonconformance Management in SimplerQMS

Managing nonconformances in regulated life science environments requires clear workflows, connected records, and traceability.

Explore how Nonconformance Management is supported in SimplerQMS through a guided product tour.

What You Can Achieve with SimplerQMS

Built by life science experts to strengthen traceability, improve efficiency, and support compliant Nonconformance Management in one integrated eQMS.

“SimplerQMS makes things flow easier.”

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Dorthe Wallin

QA/RA Manager at Cortex

End-to-End Traceability

Connect nonconformances with investigations, evidence, CAPAs, and related quality records so teams can follow decisions and actions from identification through resolution.

Efficient Follow-Up

Manage nonconformances through structured workflows with clear ownership, risk-based categories, and connected quality records in one eQMS, reducing reliance on disconnected systems.

Regulatory Assessment Support

Document nonconformance assessments and vigilance reporting decisions where applicable, while keeping supporting evidence and follow-up actions connected within the quality process.

Continuous Improvement

Monitor follow-up activities and recurring trends using connected quality information to support data-informed process improvement.

How Different Roles Benefit from Nonconformance Management in SimplerQMS

Life science teams use Nonconformance Management in SimplerQMS to support their responsibilities across quality, regulatory, development, and operations.

Quality Assurance (QA)

Manage nonconformances from initial assessment through investigation, review, and closure.

Keep evidence, decisions, approvals, CAPAs, and related quality records connected in one controlled system.

Maintain visibility into status, ownership, and follow-up activities across the nonconformance lifecycle.

Support consistent handling, accountability, and inspection readiness with traceable records.

Quality Assurance Team

Regulatory Affairs (RA)

Review nonconformance investigations and assess potential regulatory, product-quality, or post-market implications.

Access connected evidence, decisions, CAPAs, and follow-up actions within the same quality record.

Work from the same quality information as QA and other teams, improving cross-functional visibility.

Retrieve traceable records more efficiently for regulatory reviews and inspections.

Regulatory Affairs Team

Research and Development (R&D)

Report development-related nonconformances and provide structured information for QA review.

Keep supporting evidence, investigation details, and related quality records connected in one eQMS.

Link nonconformances with CAPAs when corrective or preventive action is required.

Improve traceability between development activities and broader quality processes.

Research and Development Team

Manufacturing and Operations

Capture nonconformances involving materials, components, equipment, processes, or products.

Provide QA with structured information and supporting evidence for investigation and review.

Track related CAPAs and follow-up activities while keeping records connected throughout resolution.

Improve coordination between operational teams and Quality while maintaining traceability.

Manufacturing and Operations Team

Management and Executives

Gain visibility into nonconformances, recurring issues, and unresolved events across the organization.

Review documented investigations, corrective actions, and follow-up activities from centralized records.

Reduce reliance on disconnected systems when monitoring quality performance and accountability.

Support risk-based decision-making with more consistent and traceable quality information.

Management and Executive Team

How Life Science Teams Use Nonconformance Management in Practice

Explore how life science teams use Nonconformance Management in SimplerQMS to handle different quality events with greater structure, traceability, and control.

Manage Manufacturing Material or Batch Nonconformances

With SimplerQMS:

Record the nonconformance related to raw materials, manufacturing processes, or batch activities.

Document the event details, investigation findings, immediate corrections, and final disposition.

Attach supporting evidence such as test results, investigation reports, and related documentation.

Link the nonconformance with CAPA Management when corrective or preventive action is required.

Maintain the history of reviews, approvals, follow-up actions, and closure activities.

Manage manufacturing-related quality events in a controlled workflow while maintaining traceability across investigations, evidence, and corrective actions.

Manage Product or Design-Related Nonconformances

With SimplerQMS:

Capture the nonconformance related to components, specifications, manufacturing processes, or product performance.

Document the investigation and assess the potential impact on product quality.

Maintain supporting evidence such as test results, inspection reports, and investigation documentation.

Link the nonconformance with CAPA or Change Control when follow-up action is required.

Keep decisions, approvals, actions, and resolution activities traceable throughout the process.

Maintain visibility into product-related events and ensure quality decisions are documented throughout the product lifecycle.

Manage Testing Deviations and Quality Issues

With SimplerQMS:

Record the nonconformance related to testing procedures, equipment, samples, or documentation.

Document investigation findings and determine appropriate follow-up actions.

Store test results and supporting investigation records with the nonconformance.

Assign responsibilities for review, approval, and resolution activities.

Link recurring or significant events with CAPA Management when required.

Handle testing-related nonconformances consistently while keeping investigation evidence and follow-up activities connected.

Manage Client and Operational Quality Events

With SimplerQMS:

Capture the nonconformance and relevant operational or client context.

Document investigation findings, root cause information, and agreed corrective actions.

Maintain supporting records and quality-related communication with the event.

Link related CAPA activities when further corrective or preventive action is required.

Maintain traceable records for internal review, customer quality reviews, or audits.

Maintain clear oversight of nonconformances arising from client activities, laboratory services, manufacturing, materials, or project execution.

How SimplerQMS Supports These Use Cases

Explore the core capabilities in SimplerQMS that support Nonconformance Management and help life science teams manage quality events in a structured and controlled way.

Structured Workflows

Guide nonconformances through assessment, review, approval, and closure with defined workflow steps and notifications.

Connected Quality Records

Keep observations, nonconformances, CAPAs, and related quality records connected throughout the process, supporting clearer traceability without recreating information across disconnected systems.

Supporting Documentation

Attach supporting evidence and documentation directly to the nonconformance record, supporting relevant context available for investigation, review, and decision-making.

Supporting Documentation

Role-Based Access Control

Assign responsibilities and control who can view, edit, review, or approve nonconformance records based on their role.

Vigilance Reporting

Identify and assess nonconformances that may have implications for released product quality or patient safety. This supports Regulatory Affairs and Post-Market Surveillance teams when evaluating reporting requirements.

Electronic Signatures

Capture approvals with traceable electronic signatures designed to align with FDA 21 CFR Part 11 requirements.

Microsoft Office Integration

Draft and edit supporting documents in Microsoft Word while keeping them connected to the relevant quality records in SimplerQMS.

Microsoft Office Integration

Search, Filtering, and Status Views

Locate nonconformance records using search, filters, and status-based views such as Active or Archived.

Nonconformance Management is Built into an Integrated eQMS

Nonconformance Management is supported within SimplerQMS’s integrated eQMS for life science companies rather than as an isolated quality process. It connects with related processes such as investigations, CAPA, and Change Control to keep follow-up activities linked. For example, a nonconformance can be connected to a related CAPA or change, supporting continuity and traceability across the quality system. This gives teams clearer visibility across connected quality activities within one controlled system.

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More Than Just Nonconformance Management

Beyond Nonconformance Management SimplerQMS supports a wide range of interconnected quality processes within a fully integrated eQMS.

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Document Control

Document Control Software by SimplerQMS allows you to automate and standardize your document control activities with ease. Request a demo today!

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Training Management

Streamline change control processes from request submission through review, approval, and implementation.

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Change Management

Streamline change control processes from request submission through review, approval, and implementation.

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Quality Event Management

Quality Event Management in SimplerQMS help Life Science companies turn every employee into a quality sensor, not just QA.

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Observations

Observations in SimplerQMS make it easy for employees to flag potential quality events while QA retains control over assessment and escalation.

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Product Management

Manage product information and records to improve lifecycle visibility, traceability, and regulatory alignment.

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CAPA Management

Identify and address quality issues, implement corrective and preventive actions, and reduce recurrence risk.

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Complaint Management

SimplerQMS Complaint Management helps Life Science companies manage complaints, investigations, CAPAs, and regulatory assessments in one controlled system.

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Audit Management

Plan, conduct, and document audits to support inspection readiness and timely follow-up.

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Risk Management

Identify, assess, and document risks to support mitigation and protect quality and compliance.

Supporting Compliance with Life Science Requirements

SimplerQMS enables organizations to implement Nonconformance Management aligned with key life science requirements by helping organizations maintain traceability, streamlined resolution, and consistent processes.

ISO 13485:2016

SimplerQMS A/S is certified to ISO 13485:2016, and the SimplerQMS software is designed to support and align with the requirements of the ISO 13485 quality management system.

ISO/IEC 27001:2022

SimplerQMS A/S maintains information security controls aligned with ISO/IEC 27001:2022 across its organization and QMS software platform.

FDA 21 CFR Part 11

SimplerQMS complies with FDA 21 CFR Part 11.

FDA 21 CFR Part 820

SimplerQMS supports compliance with FDA 21 CFR Part 820.

FDA 21 CFR Part 211

SimplerQMS supports GMP requirements under FDA 21 CFR Part 211.

FDA 21 CFR Part 212

SimplerQMS supports compliance with FDA 21 CFR Part 212.

FDA 21 CFR Part 4

SimplerQMS support compliance with FDA 21 CFR Part 4.

FDA Data Integrity

SimplerQMS supports FDA Data Integrity Guidance (FDA-2018-D-3984) principles.

CLIA

SimplerQMS supports adherence to CLIA.

EudraLex Volume 4 GMP

SimplerQMS supports compliance with EudraLex Volume 4 GMP (Part 1 – Medicinal Products).

EudraLex GMP Annex 11

SimplerQMS supports compliance with EudraLex GMP Annex 11: Computerized Systems, Annex 16 QP certification for batch release, and Annex 19 reference/retention samples.

EU MDR

SimplerQMS supports compliance with EU MDR.

EU IVDR

SimplerQMS supports compliance with EU IVDR.

UK MDR

SimplerQMS empowers life science organizations to meet UK MDR requirements.

ISO 14971:2019

SimplerQMS facilitates adherence to ISO 14971:2019.

IEC 60601

SimplerQMS supports compliance with IEC 60601.

IEC 62304

SimplerQMS supports alignment with IEC 62304.

ISO 1518:2022

SimplerQMS provides functionality aligned with ISO 1518:2022.

ISO 16085:2021

SimplerQMS supports compliance with ISO 16085:2021.

ICH Q10

SimplerQMS aligns with pharmaceutical quality systems requirements per ICH Q10.

ICH Q9

SimplerQMS supports risk management per ICH Q9.

ICH Q8

SimplerQMS supports compliance per ICH Q8.

PIC/S GMP

SimplerQMS supports compliance with PIC/S GMP (Part 1 – Medicinal Products).

ISPE GAMP 5

SimplerQMS meets ISPE GAMP 5 guidelines, including Annex D1, Section 3 and Annex M3.

ISO 9001:2015

SimplerQMS supports compliance with ISO 9001:2015.

ISO 90003:2018

SimplerQMS applies ISO 90003:2018 best practices.

ISO/IEC 27002:2022

SimplerQMS follows ISO/IEC 27002:2022 guidance.

GDPR

SimplerQMS supports alignment with GDPR (EU).

HIPAA

SimplerQMS supports alignment with HIPAA (US).

Hear From Our Happy Customers

Explore real-world case studies and customer reviews that show how life science teams use SimplerQMS.

Explore Nonconformance Management Resources

Explore practical insights and guidance on Nonconformance Management in regulated life science environments.

Frequently Asked Questions (FAQ) about Nonconformance Management

Find answers to common questions about Nonconformance Management and its role in life science quality management.

What is Nonconformance Management in SimplerQMS?

Nonconformance Management in SimplerQMS helps life science companies capture, investigate, and resolve instances where a product, process, material, or requirement does not meet defined specifications or quality standards. Teams can assign ownership, classify nonconformances, maintain supporting evidence, and manage follow-up activities within one controlled eQMS. This supports consistent workflows, traceability, and audit trails across the nonconformance lifecycle.

How Does Nonconformance Management Connect to Quality Events?

Nonconformance is one type of Quality Event managed in SimplerQMS. It can be identified directly or created from an observation when further investigation or follow-up is required. Teams can then manage assessment, investigation, resolution, and related actions while keeping connected records traceable within the integrated eQMS.

Can a Nonconformance be Created from an Observation?

Yes. Employees can report a potential quality issue as an observation without first deciding how it should be classified. The observation can then be reviewed and, when appropriate, escalated to a nonconformance while maintaining the connection between the records. This supports broader employee participation in quality reporting while keeping classification and follow-up controlled.

Yes. When an investigation identifies the need for corrective or preventive action, a related CAPA can be connected to the nonconformance. This keeps the original event, investigation findings, actions, and CAPA history linked for end-to-end traceability.

How Does Nonconformance Management Support Post-Market Surveillance?

Nonconformance Management can support Post-Market Surveillance by helping teams document, investigate, and track product-related quality events identified after release. Teams can maintain supporting evidence, assess product impact, and connect related actions such as CAPA when required. Traceable records of investigations, decisions, and follow-up activities can also support regulatory assessment and reporting decisions.

How Does Nonconformance Management Support Traceability?

SimplerQMS keeps nonconformance details, investigation records, supporting evidence, decisions, approvals, actions, and related CAPAs connected. Teams can follow what happened, how the event was assessed, what actions were taken, and how follow-up was completed. This reduces the need to reconstruct information across disconnected systems.

See SimplerQMS in Action

See how SimplerQMS supports Nonconformance Management and other interconnected quality processes in a single, integrated eQMS.