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Observations for Life Science Companies

Observations in SimplerQMS help Life Science companies turn every employee into a quality sensor by making it easy to flag potential quality events, while giving QA control over assessment and escalation to support clear ownership, traceability, and consistent quality processes.

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Explore Observations in SimplerQMS

Managing potential quality issues in regulated life science organizations requires a simple reporting process, clear ownership, and traceability from the initial report.

Explore how Observations work in SimplerQMS through a guided product tour.

What You Can Achieve with SimplerQMS

Built by life science experts to connect everyone to the quality process while keeping assessment and decision-making with QA.

“SimplerQMS makes things flow easier.”

Dorthe testemonial picture

Dorthe Wallin

QA/RA Manager at Cortex

Frictionless Reporting

Employees across the organization can report potential quality issues as Observations without needing to determine their final classification.

Controlled QA Triage

Observation Owners review each submission and decide whether to close them with justification or escalate them into the appropriate Quality Event.

End-to-End Traceability

Escalated Observations remain linked to the resulting Quality Event, preserving the history from initial reporting through investigation and follow-up.

Greater Efficiency and Visibility

Manage Observations alongside Quality Events and CAPAs in one integrated eQMS, helping teams reduce fragmented workflows and track status more easily.

How Different Roles Benefit from Observations in SimplerQMS

SimplerQMS gives teams across the organization a straightforward way to surface potential quality events while keeping assessment and escalation under controlled ownership.

Quality Assurance (QA)

Review Observations submitted across the organization

Assess whether an observation should be closed or escalated

Close Observations with a documented justification

Escalate Observations into the appropriate Quality Event type and process

Maintain traceability between the original Observation and the resulting Quality Event

Quality Assurance Team

Regulatory Affairs (RA)

Review relevant escalated Quality Events and their originating Observations

Contribute regulatory context to investigation and follow-up

Support assessment of events that may require regulatory or vigilance reporting

Maintain visibility into related decisions, evidence, and actions

Collaborate with QA on Quality Events with regulatory implications

Regulatory Affairs Team

Research and Development (R&D)

Report potential quality concerns identified during development activities

Add descriptions and supporting documentation

Provide technical context through review or follow-up

Track whether an observation remains under review, is escalated, or is closed

Contribute to investigation and related actions when an observation becomes a quality event

Research and Development Team

Manufacturing and Operations

Report potential quality issues as Observations

Describe what was observed without determining the final classification

Attach supporting documentation when relevant

Provide additional operational context when requested

Contribute to follow-up activities if the Observation is escalated

Manufacturing and Operations Team

Management and Executives

Gain visibility into observation activity across the organization

Monitor open, escalated, and closed Observations

See how potential issues progress into formal Quality Events when required

Identify recurring issues and areas that may need management attention

Use quality information to support broader process and continuous improvement decisions

Management and Executive Team

How Life Science Teams Use Observations in Practice

Life science organizations can use Observations as a simple entry point for capturing potential quality issues before QA determines whether Quality Event handling is required.

Capture Potential GMP Issues

With SimplerQMS:

Report unexpected conditions or process concerns as Observations

Capture what was seen without requiring the reporter to decide whether it is a deviation, non-conformance, or another event type

Attach supporting documentation to give QA additional context

Allow Observation Owners to review the issue and escalate it into the appropriate Quality Event process when needed

A simpler front door for potential quality issues helps life science teams surface concerns earlier while keeping classification and escalation under controlled ownership.

Capture Potential Product or Process Issues

With SimplerQMS:

Report potential quality concerns identified during development, manufacturing, or post-market activities

Add supporting details and documentation at the point of reporting

Route the Observation to configured Observation Owners for assessment

Escalate relevant Observations into the appropriate Quality Event type while preserving the link to the originating Observation

This gives teams a consistent way to capture potential issues while maintaining traceability when further quality or regulatory assessment is required.

Flag Sample and Process Concerns

With SimplerQMS:

Capture unexpected sample, equipment, or process conditions as Observations

Record a concise description of what occurred and attach available evidence

Involve reviewers when additional technical input is useful during Initial Review

Close the Observation with justification or escalate it for Quality Event handling

Life science teams can raise potential issues without determining the final classification themselves, while QA retains control over whether further investigation is needed.

Improve Event Reporting Across Teams

With SimplerQMS:

Give employees across manufacturing, testing, packaging, and other functions a common way to report potential quality issues

Capture supporting information before the issue moves between teams or functions

Centralize Observation review under configured Observation Owners

Create a linked Quality Event when the Observation requires handling

This helps organizations create a more consistent reporting path across functions while maintaining clear ownership and traceability into downstream quality processes.

How SimplerQMS Supports These Use Cases

Explore the capabilities that help life science teams capture, review, and route Observations through a structured process with clear ownership and traceability.

Structured Workflows

Manage Observations through defined workflow states, from Initial Review to either Escalated or Closed, with clear actions for reviewers and Observation Owners.

Structured Workflows

Supporting Documentation

Upload or drag and drop supporting documentation when creating an observation, helping provide additional context for review and assessment.

Supporting Documentation

Role-Based Access Control

Assign Observation Owners who can investigate, escalate, or close Observations, and add Reviewers when additional input is needed.

Role-Based Access Control

Escalation to Quality Events

Escalate an Observation into the appropriate Quality Event by selecting the relevant event type and quality process.

Escalation to Quality Events

Closure with Justification

Close Observations that do not require formal Quality Event handling and document the reason using a closing justification.

Closure with Justification

Search, Filtering, and Status Views

Find and monitor Observations using search and status-based views for Pending, Escalated, and Closed records, helping teams maintain visibility into what still requires attention.

Search, Filtering, and Status Views

Observations are Built into an Integrated eQMS

Observations are a part of SimplerQMS’s integrated eQMS for Life Science companies—connecting Observations to Quality Events in one system.

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More Than Just Observations

Beyond Observations, SimplerQMS supports a wide range of interconnected quality processes within a fully integrated eQMS.

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Note Icon

Complaint Management

Centralize and control documents and records with version control, e-signatures, and audit trails.

Note Icon

Quality Event Management

Centralize and control documents and records with version control, e-signatures, and audit trails.

Note Icon

Document Control

Centralize and control documents and records with version control, e-signatures, and audit trails.

Change Control icon

Change Management

Streamline change control processes from request submission through review, approval, and implementation.

Change Control icon

Training Management

Streamline change control processes from request submission through review, approval, and implementation.

Deviation Management Icon

Deviation Management

Record, investigate, and document deviations to support timely resolution and compliance.

Capa management icon

CAPA Management

Identify and address quality issues, implement corrective and preventive actions, and reduce recurrence risk.

Audit Management Icon

Audit Management

Plan, conduct, and document audits to support inspection readiness and timely follow-up.

Risk Management Icon

Risk Management

Identify, assess, and document risks to support mitigation and protect quality and compliance.

Equipment Management Icon

Equipment Management

Track and maintain equipment to support accuracy, availability, and compliance.

Supporting Compliance with Life Science Requirements

SimplerQMS enables organizations to implement Observations aligned with key life science requirements by helping organizations maintain traceability, streamlined resolution, and consistent processes.

ISO 13485:2016

SimplerQMS A/S is certified to ISO 13485:2016, and the SimplerQMS software is designed to support and align with the requirements of the ISO 13485 quality management system.

ISO/IEC 27001:2022

SimplerQMS A/S is certified to ISO/IEC 27001:2022 and implements information security controls aligned with the standard across its organization and QMS software platform.

FDA 21 CFR Part 11

SimplerQMS complies with FDA 21 CFR Part 11.

FDA 21 CFR Part 820

SimplerQMS supports compliance with FDA 21 CFR Part 820.

FDA 21 CFR Part 211

SimplerQMS supports GMP requirements under FDA 21 CFR Part 211.

FDA 21 CFR Part 212

SimplerQMS supports compliance with FDA 21 CFR Part 212.

FDA 21 CFR Part 4

SimplerQMS support compliance with FDA 21 CFR Part 4.

FDA Data Integrity

SimplerQMS supports FDA Data Integrity Guidance (FDA-2018-D-3984) principles.

CLIA

SimplerQMS supports adherence to CLIA.

EudraLex Volume 4 GMP

SimplerQMS supports compliance with EudraLex Volume 4 GMP (Part 1 – Medicinal Products).

EudraLex GMP Annex 11

SimplerQMS supports compliance with EudraLex GMP Annex 11: Computerized Systems, Annex 16 QP certification for batch release, and Annex 19 reference/retention samples.

EU MDR

SimplerQMS supports compliance with EU MDR.

EU IVDR

SimplerQMS supports compliance with EU IVDR.

UK MDR

SimplerQMS empowers life science organizations to meet UK MDR requirements.

ISO 14971:2019

SimplerQMS facilitates adherence to ISO 14971:2019.

IEC 60601

SimplerQMS supports compliance with IEC 60601.

IEC 62304

SimplerQMS supports alignment with IEC 62304.

ISO 1518:2022

SimplerQMS provides functionality aligned with ISO 1518:2022.

ISO 16085:2021

SimplerQMS supports compliance with ISO 16085:2021.

ICH Q10

SimplerQMS aligns with pharmaceutical quality systems requirements per ICH Q10.

ICH Q9

SimplerQMS supports risk management per ICH Q9.

ICH Q8

SimplerQMS supports compliance per ICH Q8.

PIC/S GMP

SimplerQMS supports compliance with PIC/S GMP (Part 1 – Medicinal Products).

ISPE GAMP 5

SimplerQMS meets ISPE GAMP 5 guidelines, including Annex D1, Section 3 and Annex M3.

ISO 9001:2015

SimplerQMS supports compliance with ISO 9001:2015.

ISO 90003:2018

SimplerQMS applies ISO 90003:2018 best practices.

ISO/IEC 27002:2022

SimplerQMS follows ISO/IEC 27002:2022 guidance.

GDPR

SimplerQMS supports alignment with GDPR (EU).

HIPAA

SimplerQMS supports alignment with HIPAA (US).

Hear From Our Happy Customers

Explore real-world case studies and customer reviews that show how Life Science teams use SimplerQMS.

Learn More About Observations and Quality Events

Explore practical resources on how observations can lead into complaint, nonconformance, CAPA, and other quality event processes.

Medical Device Complaint Handling Process

Desiree Tarranco

Medical Device Complaint Handling Process

Complaint ManagementMedical Devices

Pharmaceutical Complaint Management

Blagica Ingilizovska

Pharmaceutical Complaint Management Process

Complaint ManagementPharmaceutical

Complaint Management

Desiree Tarranco

Complaint Management: Definition, Requirements, Process, and Software

Complaint Management

Nonconformance

Farha Sayeed

Nonconformance: Definition, Types, Causes, and Process

Nonconformance

Nonconformance Report Illustration

Farha Sayeed

Nonconformance Report (NCR): Definition, Example, and Process

Nonconformance

Frequently Asked Questions (FAQ) about Observations

Find answers to common questions about Observation and its role in life science quality management.

What Is an Observation in SimplerQMS?

An observation is the entry point to the events process in SimplerQMS. It gives employees a simple way to document a potential quality issue before its final classification is known, so QA can assess what happened and decide whether it should be closed or escalated to a Quality Event.

Why Use Observations Before Creating a Quality Event?

Observations separate reporting from formal classification. Employees can focus on describing what they saw, while configured Observation Inbox Owners determine whether the issue requires further handling as a deviation, non-conformance, complaint, or another Quality Event type.

Does every Observation become a Quality Event?

No. Each Observation is reviewed and assessed by the Observation Inbox Owners who documents and justifies the decision on the appropriate next step. The Observation may be closed if no further Quality Event handling is required, or escalated to the appropriate Quality Event when further investigation or follow-up is needed. Not every Observation requires escalation to a Quality Event or CAPA.

What Happens When an Observation is Escalated?

The Observation Owner selects the appropriate Quality Event type and quality process. SimplerQMS then creates a linked Quality Event in the Assessment state and records the original Observation as the originating record, helping preserve traceability from initial reporting onward.

Can Employees Attach Evidence to an Observation?

Yes. Supporting documentation can be uploaded or dragged and dropped when an observation is created, helping give reviewers and Observation Inbox Owners additional context when assessing the issue.

How Does SimplerQMS Help Teams Keep Track of Observations?

Observations are organized by status, including Pending, Escalated, and Closed, and users can search for specific records. This gives teams clearer visibility into which potential issues still need attention and which have already been resolved or moved into formal Quality Event handling.

How Do Observations Support Traceability?

When an observation is escalated, SimplerQMS creates a linked Quality Event and retains the connection to the originating Observation. This helps teams follow the record from the first report into downstream Quality Event processes instead of recreating the issue in a separate system.

How Do Observations Fit into Quality Events & CAPA?

Observations provide the entry point into the Quality Events process. A potential issue can be reported as an Observation, which is then evaluated and documented by the Observation Inbox Owner. If further investigation or correction is required, the Observation can be escalated to a Quality Event. Where corrective or preventive action is needed, the Quality Event can lead to CAPA, keeping related quality activities connected in one integrated eQMS.

See SimplerQMS in Action

See how SimplerQMS supports Observation and other interconnected quality processes in a single, integrated eQMS.